461 From Road
3rd Floor, Suite 385
Full Service - We provide our full service clients with the options of:
Investment Only- We provide our investment only clients with the options of:
LPL is a broker/dealer registered with the Securities and Exchange Commission (SEC) and a member of the Financial Industry Regulatory Authority, Inc. (FINRA) and the Securities Investor Protection Corporation (SIPC). As a registered broker/dealer, LPL is subject to regulatory oversight and internal controls that are designed to protect your accounts.
LPL’s regulatory obligations and controls include the following: